diff --git a/ws2022/rav/lecture/rav.pdf b/ws2022/rav/lecture/rav.pdf index f23f13d..c213686 100644 Binary files a/ws2022/rav/lecture/rav.pdf and b/ws2022/rav/lecture/rav.pdf differ diff --git a/ws2022/rav/lecture/rav.tex b/ws2022/rav/lecture/rav.tex index 333f886..5ef474d 100644 --- a/ws2022/rav/lecture/rav.tex +++ b/ws2022/rav/lecture/rav.tex @@ -35,5 +35,6 @@ Christian Merten (\href{mailto:cmerten@mathi.uni-heidelberg.de}{cmerten@mathi.un \input{rav17.tex} \input{rav18.tex} \input{rav19.tex} +\input{rav20.tex} \end{document} diff --git a/ws2022/rav/lecture/rav19.pdf b/ws2022/rav/lecture/rav19.pdf index 5b03924..a13fdab 100644 Binary files a/ws2022/rav/lecture/rav19.pdf and b/ws2022/rav/lecture/rav19.pdf differ diff --git a/ws2022/rav/lecture/rav19.tex b/ws2022/rav/lecture/rav19.tex index 6d67805..53b28b5 100644 --- a/ws2022/rav/lecture/rav19.tex +++ b/ws2022/rav/lecture/rav19.tex @@ -73,13 +73,24 @@ \end{enumerate} \end{bsp} -Real-closed fields $L$ admit a canonical structure of ordered field, where $x \ge 0$ -in $L$, if and only if $x$ is a square. In particular, -if $k$ is a real field and $k^{r}$ is a real closure of $k$, then +\begin{lemma} + Let $L_1, L_2$ be real-closed fields and let $\varphi\colon L_1 \to L_2$ be a homomorphism + of fields. Then $\varphi$ is compatible with the canonical orderings of $L_1$ and $L_2$. + \label{lemma:hom-real-closed-fields-respects-orderings} +\end{lemma} + +\begin{proof} + It suffices to prove that $x \ge_{L_1} 0$ implies $\varphi(x) \ge_{L_2} 0$ + for all $x \in L_1$. This follows from the fact that in a real-closed field $L$, + for all $x \in L$, $x \ge 0$ if and only if $x$ is a square. +\end{proof} + +If $k$ is a real field and $k^{r}$ is a real closure of $k$, then $k$ inherits an ordering from $k^{r}$. However, different real closures may induce different orderings on $k$, as the next example shows. \begin{bsp}[] + \label{bsp:different-real-closures-depending-on-ordering} Let $k = \Q(t)$. This is a real field, since $\Q$ is real. Since $\pi$ is transcendental over $\Q$, we can embed $\Q(t)$ in $\R$ by sending $t$ to $\pi$. \[ @@ -105,10 +116,46 @@ different orderings on $k$, as the next example shows. The next result will be proved later on. -\begin{lemma}[] +\begin{lemma} Let $(k, \le )$ be an ordered field and $P \in k[t]$ be an irreducible polynomial. Let $L_1, L_2$ be real-closed extensions of $k$ that are compatible with the ordering of $k$. Then $P$ has the same number of roots in $L_1$ as in $L_2$. + \label{lemma:number-of-roots-in-real-closed-extension} \end{lemma} +\begin{bem} + In particular, if $P \in k[t]$ is an arbitrary polynomial, then if $P$ has a root + in a real-closed extension $L$ of $k$, then it has a root in all real-closed extensions of $k$. + + A polynomial with coefficients in an ordered field $(k, \le)$ might not have roots + in any real-closed extensions of $k$. +\end{bem} + +\begin{lemma} + Let $(k, \le)$ be an ordered field, $L / k$ an orderable real-closed extension of $k$ + and $\varphi\colon k \to L$ a morphism of $k$-algebras. + If $E / k$ is a finite, real extension of $k$, then $\varphi$ admits a continuation, i.e. + a morphism of $k$-algebras $\varphi'$ such that the following diagram commutes: + \[ + \begin{tikzcd} + k \arrow[hook]{d} \arrow{r}{\varphi} & L \\ + E \arrow[dashed, swap]{ur}{\varphi'} + \end{tikzcd} + .\] + \label{lemma:continuation-in-real-closed} +\end{lemma} + +\begin{proof} + Since $k$ is perfect, $E / k$ is separable. Moreover $E / k$ is finite, thus by the + primitive element theorem, $E = k[a]$ for $a \in E$. Let + $P \in k[t]$ be the minimal polynomial of $a$ over $k$. Let $E^{r}$ be + an orderable real-closure of $E$. Thus $E^{r}$ is + a real-closed extension of $k$ that contains a root of $P$. By + \ref{lemma:number-of-roots-in-real-closed-extension}, + $P$ has a root $b \in L$. Now + define $\psi\colon k[t] \to L$ by $t \mapsto b$ and + $\psi|_k = \varphi$. Since $b$ is a root of $P$, + $\psi$ factors through $E = k[a] = k / (P)$ and gives $\varphi'\colon E \to L$. +\end{proof} + \end{document} diff --git a/ws2022/rav/lecture/rav20.pdf b/ws2022/rav/lecture/rav20.pdf new file mode 100644 index 0000000..2663c6e Binary files /dev/null and b/ws2022/rav/lecture/rav20.pdf differ diff --git a/ws2022/rav/lecture/rav20.tex b/ws2022/rav/lecture/rav20.tex new file mode 100644 index 0000000..7229df3 --- /dev/null +++ b/ws2022/rav/lecture/rav20.tex @@ -0,0 +1,87 @@ +\documentclass{lecture} + +\begin{document} + +\begin{theorem} + Let $(k, \le )$ be an ordered field and + $k^{r}$ be a real closure of $k$ that extends the ordering of $k$. Let $L$ + be a orderable real-closed extension of $k$. Then there exists a unique + homomorphism of $k$-algebras $k^{r} \to L$. + \label{thm:unique-hom-of-real-closure-in-real-closed} +\end{theorem} + +\begin{proof} + Uniqueness: Let $\varphi\colon k^{r} \to L$ be a homomorphism of $k$-algebras and + $a \in k^{r}$. Since $a$ is algebraic over $k$, it has + a minimal polynomial $P \in k[t]$ over $k$. Denote + by $a_1 \le \ldots \le a_n$ the roots of $P$ in $k^{r}$. Since + the characteristic of $k$ is $0$, $k$ is perfect, in particular + the irreducible polynomial $P$ is separable and thus + $a_1 < \ldots < a_n$. Now there exists a unique $1, \ldots, n$ such that + $a = a_j$. By \ref{lemma:number-of-roots-in-real-closed-extension}, the polynomial + $P$ also has $n$ distinct roots $b_1 < \ldots < b_n$ in the real-closed field $L$. + Since $\varphi$ sends roots of $P$ in $k^{r}$ to roots of $P$ in $L$, there is a + permutation $\sigma \in S_n$ such that + $\varphi(a_i) = b_{\sigma(i)}$. By \ref{lemma:hom-real-closed-fields-respects-orderings}, + $\varphi$ respects the ordering of the roots and thus $\sigma = \text{id}$ + and $\varphi(a) = \varphi(a_j) = b_j$. + + Existence: Consider the set $\mathcal{F}$ of all pairs + $(E, \psi)$ where $k \subseteq E \subseteq k^{r}$ is a subextension + of $k^{r} / k$ and $\psi\colon E \to L$ is a homomorphism of $k$-algebras. Since + $(k, k \xhookrightarrow{} L) \in \mathcal{F}$, $\mathcal{F} \neq \emptyset$. Define + an inductive ordering on $\mathcal{F}$ by $(E, \psi) \le (E', \psi)$ + if there is a commutative diagram + \[ + \begin{tikzcd} + & E' \arrow{d}{\psi'} \\ + E \arrow[dashed]{ur} \arrow{r}{\psi} & L + \end{tikzcd} + \] in the category of $k$-algebras. Then by Zorn, the set + $\mathcal{F}$ admits a maximal element $(E, \psi)$. $E$ is real-closed, otherwise + it admits a finite real extension $E'$ of $E$. In particular $E' \subseteq k^{r}$. + Since $L$ is real-closed, $\psi\colon E \to L$ admits a continuation + $\psi'\colon E' \to L$ by \ref{lemma:continuation-in-real-closed}. + Thus $(E, \psi) < (E', \psi')$ contradicting the + maximality of $(E, \psi)$. Hence $E$ is real-closed + and $k^{r} / E$ is real algebraic, thus $E = k^{r}$. So + $\psi$ is a homomorphism of $k$-algebras from $k^{r}$ to $L$. +\end{proof} + +\begin{korollar} + Let $(k, \le )$ be an ordered field. If $k_1^{r}$ and $k_2^{r}$ are real closures + of $k$ whose canonical orderings are compatible with that of $k$, then + there exists a unique isomorphism of $k$-algebras + $k_1^{r} \xrightarrow{\simeq} k_2^{r}$. + \label{kor:unique-iso-of-real-closures} +\end{korollar} + +\begin{proof} + By \ref{thm:unique-hom-of-real-closure-in-real-closed} there exist + unique homomorphisms of $k$-algebras $\varphi\colon k_1^{r} \to k_2^{r}$ + and $\psi\colon k_2^{r} \to k_1^{r}$. Then + $\psi \circ \varphi$ and $\text{id}_{k_1^{r}}$ are + homomorphisms $k_1^{r} \to k_1^{r}$ of $k$-algebras. By uniqueness in + \ref{thm:unique-hom-of-real-closure-in-real-closed}, + $\psi \circ \varphi = \text{id}_{k_1^{r}}$. Similarly, $\varphi \circ \psi = \text{id}_{k_2^{r}}$. +\end{proof} + +\begin{bem} + Contrary to the situation of algebraic closures of a field $k$, + for ordered fields $(k, \le)$ there is a well-defined notion + of the real closure of $k$ whose canonical ordering is compatible with that of $k$. + As shown by \ref{bsp:different-real-closures-depending-on-ordering}, + it is necessary to fix an ordering of the real field $k$ to get the + existence of an isomorphism of fields between two orderable real closures of $k$. +\end{bem} + +\begin{korollar} + Let $(k, \le )$ be an ordered field and let $k^{r}$ be the real closure of $k$. + Then $k^{r}$ has no non-trivial $k$-automorphism. +\end{korollar} + +\begin{proof} + Take $k_1^{r} = k_2^{r}$ in \ref{kor:unique-iso-of-real-closures}. +\end{proof} + +\end{document}