\documentclass{lecture} \begin{document} \section{The tangent cone and the Zariski tangent space} \subsection{The tangent cone at a point} Let $X \subseteq k^{n}$ be a non-empty Zariski-closed subset. Let $P \in k[T_1, \ldots, T_n]$ be a polynomial. For all $x \in k^{n}$, we have a Taylor expansion at $x$: For all $h \in k^{n}$: \begin{salign*} P(x+h) &= P(x) + P'(x)h + \frac{1}{2} P''(x) (h, h) + \underbrace{\ldots}_{\text{finite number of terms}} \\ &= \sum_{d=0}^{\infty} \frac{1}{d!} P^{(d)}(x) (\underbrace{h, \ldots, h}_{d \text{ times}}) .\end{salign*} \begin{bem}[] The term $\frac{1}{d!} P^{(d)}(x)$ is a homogeneous polynomial of degree $d$ in the coordinates of $h = (h_1, \ldots, h_n)$: \begin{salign*} P^{(d)}(x) (h, \ldots, h) &= \sum_{\alpha \in \N_0^{n}, |\alpha| = d} \frac{d!}{\alpha_1! \cdots \alpha_n!} \frac{\partial^{|\alpha|}}{\partial T_1^{\alpha_1} \cdots \partial T_n^{\alpha_n}} P(x) h_1^{\alpha_1} \cdots h_n^{\alpha_n} .\end{salign*} Also, when $x = 0_{k^{n}}$ and if we write \[ P = P(0) + \sum_{d=1}^{\infty} Q_d \] with $Q_d$ homogeneous of degree $d$, then for all $h = (h_1, \ldots, h_n) \in k^{n}$, we have \[ \frac{1}{d!}P^{(d)}(0) \cdot (h, \ldots, h) = Q_d(h_1, \ldots, h_n) .\] For all $P \in \mathcal{I}(X) \setminus \{0\} $, we denote by $P_x^{*}$ the \emph{initial term} in the Taylor expansion of $P$ at $x$, i.e. the term $\frac{1}{d!} P^{(d)}(x) \cdot (h, \ldots, h)$ for the smallest $d \ge 1$ such that this is not zero. If $P = 0$, we put $P_x^{*} \coloneqq 0$. \end{bem} \begin{definition} We set $\mathcal{I}(X)_x^{*}$ to be the ideal generated by $P_x^{*}$ for all $P \in \mathcal{I}(X)$. \end{definition} %\begin{satz} % The set $\mathcal{I}(X)_x^{*}$ is an ideal of $k[T_1, \ldots, T_n]$. %\end{satz} % %\begin{proof} % By definition, $0 \in \mathcal{I}(X)_x^{*}$. Let $P_x^{*}, Q_x^{*}$ be elements % of $\mathcal{I}(X)_x^{*}$ coming from $P, Q \in \mathcal{I}(X)$. Then % $P_x^{*} - Q_x^{*}$ is of the form $R_x^{*}$ for some $R \in \mathcal{I}(X)$, where % $R = 0$, $R = P$, $R = Q$ or $R = P-Q$. Moreover, for $Q \in k[T_1, \ldots, T_n]$, % we have $P_x^{*} Q = (PQ)_x^{*} \in \mathcal{I}(X)_x^{*}$. %\end{proof} \begin{bem}[] The ideal $\mathcal{I}(X)^{*}$ is finitely generated. However, if $\mathcal{I}(X) = (P_1, \ldots, P_m)$, it is not true in general that $\mathcal{I}(X)_x^{*} = ((P_1)_x^{*}, \ldots, (P_m)_{x}^{*})$. We may need to add the initial terms at $x$ of some other polynomials of the form $\sum_{k=1}^{m} P_k Q_k \in \mathcal{I}(X)$. If $\mathcal{I}(X) = (P)$ is principal though, we have $\mathcal{I}(X)_x^{*} = (P_x^{*})$. \end{bem} \begin{definition} The \emph{tangent cone} to $X$ at $x$ is the affine algebraic set \[ \mathcal{C}_x^{(X)} \coloneqq x + \mathcal{V}_{k^{n}}(\mathcal{I}(X)_x^{*}) = \{ x + h \colon h \in \mathcal{V}_{k^{n}}(\mathcal{I}(X)_x^{*})\} .\] \end{definition} \begin{bem} The algebraic set $\mathcal{C}_x(X)$ is a cone at $x$: It contains $x$ and for all $x + h \in \mathcal{C}_x(X)$ for some $h \in \mathcal{V}_{k^{n}}(\mathcal{I}(X)_x^{*})$, we have for all $\lambda \in k^{\times}$, $\lambda h \in \mathcal{V}_{k^{n}}(\mathcal{I}(X)_x^{*}$), i.e. $x + \lambda h \in \mathcal{C}_x(X)$. Indeed, $P_x^{*} \in \mathcal{I}(X)_x^{*}$ is either zero or a homogeneous polynomial of degree $r \ge 1$. Thus for $h \in k^{n}$ and $\lambda \in k^{\times}$: $P_x^{*}(\lambda h) = \lambda^{r} P_x^{*}(h)$ which is $0$ if and only if $P_x^{*}(h) = 0$. \end{bem} \begin{bsp}[] Let $k$ be an infinite field and let $P \in k[x,y]$ be an irreducible polynomial such that $X \coloneqq \mathcal{V}(P)$ is infinite. Then we know that $\mathcal{I}(X) = (P)$. Then we can determine $\mathcal{C}_X(X)$ by computing the successive derviatives of $P$ at $x$: In this case $\mathcal{I}(X)_x^{*} = (P_x^{*})$. For convenience wie will mostly consider examples for which $x = 0_{k^2}$. \begin{enumerate}[(i)] \item $P(x,y) = y^2 - x^{3}$. Then $P^{*}_{(0,0)} = y^2$, so the tangent cone at $(0, 0)$ is the algebraic set \[ \mathcal{C}_{(0,0)}(X) = \{ (x,y) \in k^2 \mid y^2 = 0\} .\] \begin{figure}[h] \centering \begin{tikzpicture} \begin{axis}[ legend style={at={(0.02, 0.98)}, anchor=north west} ] \algebraiccurve[red]{y^2 - x^3} \algebraiccurve[green][$y^2 = 0$]{y} \algebraiccurve[blue][$y = \frac{3}{2}x - \frac{1}{2}$]{y-1.5*x + 0.5} \end{axis} \end{tikzpicture} \caption{The green line is the tangent cone at $(0,0)$ and the blue line the tangent cone at $(1,1)$.} \end{figure} Note that $P_{(1,1)}^{*}(h_1, h_2) = 2h_2 - 3 h_1$, so the tangent cone at $(1,1)$ is \begin{salign*} \mathcal{C}_{(1,1)}(X) &= \{ (1 + h_1, 1 + h_2) \mid 2h_2 - 3h_1 = 0\} \\ &= \left\{ (x,y) \in k^2 \mid y = \frac{3}{2} x - \frac{1}{2}\right\} .\end{salign*} \item $P(x,y) = y^2 - x^2(x+1)$. Then $P_{(0,0)}^{*} = y^2 - x^2$ so \[ \mathcal{C}_{(0,0)}(X) = \{ y^2 - x^2 = 0\} \] which is a union of two lines. \begin{figure}[h] \centering \begin{tikzpicture} \begin{axis}[ legend style={at={(0.02, 0.98)}, anchor=north west} ] \algebraiccurve[red][$y^2 = x^2(x+1) $]{y^2 - x^2*(x+1)} \algebraiccurve[green]{y^2 - x^2} \end{axis} \end{tikzpicture} \caption{The green line is the tangent cone at $(0,0)$.} \end{figure} In contrast, $P_{(1,1)}^{*}(h_1, h_2) = 2h_2 - 5h_1$ so \[ \mathcal{C}_{(1,1)}(X) = \left\{ (x,y) \in k^2 \mid y = \frac{5}{2} x - \frac{3}{2}\right\} ,\] which is just one line. Evidently this is related to the origin being a ,,node`` of the curve of equation $y^2 - x^2(x+1) = 0$. \end{enumerate} \end{bsp} \begin{bem} \begin{enumerate}[(i)] \item The tangent cone $\mathcal{C}_x(X)$ represents all directions coming out of $x$ along which the initial term $P_x^{*}$ vanishes, for all $P \in \mathcal{I}(X)$. In that sense, it is the least complicated approximation to $X$ around $x$, in terms of the degrees of the polynomials involved. \item The notion of tangent cone at a point enables us to define singular points of algebraic sets and even distinguish between the type of singularities: Let $\mathcal{I}(X) = (P)$. When $\text{deg}(P_x^{*}) = 1$, the tangent cone to $X \subseteq k^{n}$ at $x$ is just an affine hyperplane, namely $x + \text{ker } P'(x)$, since $P_x^{*} = P'(x)$ in this case. The point $x$ is then called \emph{non-singular}. When $\text{deg}(P_x^{*}) = 2$, we say that $X$ has a \emph{quadratic singularity} at $x$. If $X \subseteq k^2$, a quadratic singularity is called a \emph{double point}. In that case, $P_x^{*} = \frac{1}{2} P''(x)$ is a quadratic form on $k^2$. If it is non-degenerate, then $x$ is called an \emph{ordinary} double point. For instance, if $X$ is the nodal cubic of equation $y^2 = x^2(x+1)$, then the origin is an ordinary double point (also called a \emph{node}), since $\frac{1}{2}P''(0,0)$ is the quadratic form associated to the symmetric matrix $\begin{pmatrix} -1 & 0 \\ 0 & -1 \end{pmatrix} $. But if $X$ is the cuspidal cubic of equation $y^2 = x^{3}$, then the origin is \emph{not} an ordinary double point, since $\frac{1}{2}P''(0,0)$ corresponds to $\begin{pmatrix} 0 & 0 \\ 0 & -1 \end{pmatrix} $. Instead, the origin is a \emph{cusp} in the following sense. We can write \[ P(x,y) = l(x,y)^2 + Q_3(x,y) + \ldots \] with $l(x,y) = \alpha x + \beta y$ a linear form in $(x,y)$, and the double point $(0,0)$ is called a cusp if $Q_3(\beta, -\alpha) \neq 0$. This means that \[ t ^{4}X P(\beta t, - \alpha t) \] in $k[t]$. And this is indeed what happens for $P(x,y) = y^2 - x^{3}$, since $l(x,y) = y$ and $Q_3(x,y) = -x^{3}$. \end{enumerate} \end{bem} \begin{bem}[] One can define the \emph{multiplicity} of a point $(x,y) \in \mathcal{V}_{k^2}(P)$ as the smallest integer $r \ge 1$ such that $P^{(r)}(x,y)\neq 0$. If $P^{(r)}(x,y) \cdot (h, \ldots, h) = 0 \implies h = 0_{k^2}$, the singularity $(x,y)$ is called \emph{ordinary}. If $k$ is algebraically closed and $(x,y) = (0,0)$, we can write $P^{(r)}(0, 0) = \prod_{i=1}^{m} (\alpha_i x + \beta_i y)^{r_i} $, with $r_1 + \ldots + r_m = r$. Then $(0,0)$ is an ordinary singularity of multiplicity $r$ iff $r_i = 1$ for all $i$. For instance, $(0,0)$ is an ordinary triple point of the trefoil curve $P(x,y) = (x^2 + y^2)^2 + 3x^2 y - y^{3}$. \end{bem} \subsection{The Zariski tangent space at a point} Let $X \subseteq k^{n}$ be a Zariski-closed subset and $x \in X$. The tangent cone is in general not a linear approximation. To remedy this, one can consider the Zariski tangent space to $X$ at a point $x \in X$. \begin{definition} The \emph{Zariski tangent space} to $X$ at $x$ is the affine subspace \[ T_xX \coloneqq x + \bigcap_{P \in \mathcal{I}(X)} \text{ker } P'(x) .\] \end{definition} \begin{bem}[] By translation, $T_xX$ can be canonically identified to the vector space $\bigcap_{P \in \mathcal{I}(X)} \text{ker } P'(x) $. \end{bem} \begin{satz}[] View the linear forms \[ P'(x) \colon h \mapsto P'(x) \cdot h \] as homogeneous polynomials of degree $1$ in the coordinates of $h \in k^{n}$ and denote by \[ \mathcal{I}(X)_x \coloneqq (P'(x) : P \in \mathcal{I}(X)) \] the ideal generated by these polynomials. Then \[ T_xX = x + \mathcal{V}_{k^{n}}(\mathcal{I}(X)_x) .\] \end{satz} \begin{proof} It suffices to check that \[ \mathcal{V}_{k^{n}}(\mathcal{I}(X)_x) = \bigcap_{P \in \mathcal{I}(X)} \text{ker } P'(x) \] which is obvious because the $(P'(x))_{P \in \mathcal{I}(X)}$ generate $\mathcal{I}(X)_x$. \end{proof} \begin{korollar} $T_xX \supseteq \mathcal{C}_x(X)$ \label{kor:cone-in-tangent-space} \end{korollar} \begin{proof} Since $\mathcal{I}(X)_x \subseteq \mathcal{I}(X)_x^{*}$, one has $\mathcal{V}_{k^{n}}(\mathcal{I}(X)_x) \supseteq \mathcal{V}_{k^{n}}(\mathcal{I}(X)_x^{*})$. \end{proof} \begin{definition} If $T_xX = \mathcal{C}_x(X)$, the point $x$ is called \emph{non-singular}. \end{definition} \begin{satz} If $\mathcal{I}(X) = (P_1, \ldots, P_m)$, then $\mathcal{I}(X)_x = (P_1'(x), \ldots, P_m'(x))$ \end{satz} \begin{proof} By definition, \[ (P_1'(x), \ldots, P_m'(x)) \subseteq (P'(x) : P \in \mathcal{I}(X)) = \mathcal{I}(X)_x .\] But for $P \in \mathcal{I}(X)$, there exist $Q_1, \ldots, Q_m \in k[T_1, \ldots, T_n]$ such that $P = \sum_{i=1}^{m} Q_i P_i$, so \begin{salign*} P'(x) &= \sum_{i=1}^{m} (Q_i P_i)'(x) \\ &= \sum_{i=1}^{m} (Q_i'(x) \underbrace{P_i(x)}_{= 0} + \overbrace{Q_i(x)}^{\in k} P_i'(x)) \end{salign*} since $x \in X$. This proves that $P'(x)$ is in fact a linear combination of the linear forms $(P_i'(x))_{1 \le i \le m}$. \end{proof} \begin{korollar} If $\mathcal{I}(X) = (P_1, \ldots, P_m)$, then $T_xX = x + \bigcap_{i=1}^{m} \operatorname{ker } P_i'(x)$. Moreover, if we write $P = (P_1, \ldots, P_m)$, and view this $P$ as a polynomial map $k^{n} \to k^{m}$, then \[ T_xX = x + \text{ker } P'(x) \] with $P'(x)$ the Jacobian of $P$ at $x$, i.e. \[ P'(x) = \begin{pmatrix} \frac{\partial P_1}{\partial T_1}(x) & \cdots & \frac{\partial P_1}{\partial T_n}(x) \\ \vdots & & \vdots \\ \frac{\partial P_m}{\partial T_1}(x) & \cdots & \frac{\partial P_m}{\partial T_n}(x) \end{pmatrix} .\] In particular, $\text{dim } T_xX = n - \operatorname{rk } P'(x)$. \label{kor:tangent-kernel-jacobian} \end{korollar} \begin{bsp} \begin{enumerate}[(i)] \item $X = \{ y^2 - x^{3} = 0\} \subseteq k^2$. Then $\mathcal{I}(X) = (y^2 - x^{3})$, so, \[ T_{(0,0)}X = (0,0) + \text{ker} \begin{pmatrix} 0 & 0 \end{pmatrix} = k^2 .\] which strictly contains the tangent cone $\{y^2 = 0\} $. In particular, the origin is indeed a singular point of the cuspidal cubic. In general, \[ T_{(x,y)}X = (x,y) + \text{ker} \begin{pmatrix} -3x^2 & 2y \end{pmatrix} ,\] which is an affine line if $(x,y) \neq (0,0)$. \item $X = \{ y^2 - x^2 - x^{3} = 0\} \subseteq k^2$. Then $\mathcal{I}(X) = (y^2 - x^2 - x^{3})$, so \[ T_{(0,0)}X = (0,0) + \text{ker} \begin{pmatrix} 0 & 0 \end{pmatrix} = k^2 \] which again strictly contains the tangent cone $\{y = \pm x\} $. In general, \[ T_{(x,y)}X = (x,y) + \text{ker} \begin{pmatrix} -2x & 2y \end{pmatrix} ,\] which is an affine line if $(x,y) \neq (0,0)$. \end{enumerate} \end{bsp} \begin{bem} The dimension of the Zariski tangent space at $x$ (as an affine subspace of $k^{n}$) may vary with $x$. \end{bem} %\begin{satz}[a Jacobian criterion] % If $(P_1, \ldots, P_m)$ are polynomials such that % $\mathcal{I}(X) = (P_1, \ldots, P_m)$ and $\operatorname{rk } P'(x) = m$, where % $P = (P_1, \ldots, P_m)$, then $x$ is a non-singular point of $X$. %\end{satz} % %\begin{proof} % By \ref{kor:cone-in-tangent-space} and \ref{kor:tangent-kernel-jacobian} it suffices to show that % \[ % \mathcal{C}_x(X) \supseteq x + \bigcap_{i=1} ^{m} \text{ker } P_i'(x) % .\] By definition % \[ % \mathcal{C}_x(X) = x + \mathcal{V}_{k^{n}}(\mathcal{I}(X)_x^{*}) % \] and $\mathcal{I}(X)_x^{*} = \{ Q_x^{*} : Q \in \mathcal{I}(X)\} $. If $Q \in \mathcal{I}(X)$, % there exist polynomials $Q_1, \ldots, Q_m$ such that % $Q = \sum_{i=1}^{m} Q_i P_i$, so $Q_x^{*}$ is a linear combination of the $(P_i)_x^{*}$. % Since $\text{rk }(P_1'(x), \ldots, P_m'(x)) = m$, we have % $P_i'(x) \neq 0$ for all $i$. So $(P_i)_x^{*} = P_i'(x)$ in the Taylor expansion % of $P_i$ at $x$. So $Q_x^{*}$ is a linear combination % of $(P_1'(x), \ldots, P_m'(x))$, % which proves that if $h \in \bigcap_{i=1}^{m} \text{ker } P_i'(x)$, then % $Q_x^{*}(h) = 0$ for all $Q \in \mathcal{I}(X)$, hence % $x + h \in \mathcal{C}_x(X)$. %\end{proof} \end{document}