%& -shell-escape -enable-write18 \documentclass{lecture} \begin{document} \section{Regular functions} \begin{lemma} If $U \subseteq k^{n}$ is a Zariski-open set and $f_P \colon k^{n} \to k$ is a polynomial function such that for $x \in U$, $f_P(x) \neq 0$, then the function $\frac{1}{f_P}$ is continuous on $U$. \label{lemma:1overP-is-cont} \end{lemma} \begin{proof} For all $t \in k$, \begin{salign*} \left(\frac{1}{f_P}\right)^{-1}(\{t\}) &= \left\{ x \in U \mid \frac{1}{f_P(x)} = t \right\} \\ &= \left\{ x \in U \mid t f_P(x) -1 = 0 \right\} \\ &= \mathcal{V}(tf_P -1) \cap U \end{salign*} is closed in $U$. \end{proof} \begin{bem} There can be many continous functions with respect to the Zariski topology. For instance, all bijective maps $f\colon k \to k$ are Zariski-continuous. In algebraic geometry, we will consider only functions which are locally defined by a rational function. We will define them on open subsets of algebrai sets $V \subseteq k^{n}$, endowed with the topology induced by the Zariski topology of $k^{n}$. \end{bem} \begin{bem}[] The open subsets of algebraic sets $V \subseteq k^{n}$ are exactly the \emph{locally closed subsets} of $k^{n}$. \end{bem} \begin{definition}[] Let $X \subseteq k^{n}$ be a locally closed subset of $k^{n}$. A function $f \colon X \to k$ is called \emph{regular at $x \in X$}, if there exist an open subset $x \in U \subseteq X$ and two polynomial functions $P_U, Q_U \colon U \to k$ such that for all $y \in U$, $Q_U(y) \neq 0$ and \[ f(y) = \frac{P_U(y)}{Q_U(y)} .\] The function $f\colon X \to k$ is called \emph{regular on $X$} if, for all $x \in X$, $f$ is regular at $x$. \end{definition} \begin{bsp}[] A rational fraction $\frac{P}{Q} \in k(T_1, \ldots, T_n)$ defines a regular function on the standard open set $D(Q)$. \end{bsp} \begin{satz}[] Let $X \subseteq k^{n}$ be a locally closed subset. If $f\colon X \to k$ is regular, then $f$ is continous. \end{satz} \begin{proof} Since continuity is a local property, we may assume $X = \Omega \subseteq k^{n}$ open and $f = \frac{P}{Q}$ for polynomial functions $P, Q\colon \Omega \to k$ such that $Q(y) \neq 0$. By \ref{lemma:1overP-is-cont} it suffices to prove that if $P, R\colon \Omega \to k$ are continuous, then $PR\colon \Omega \to k$, $z \mapsto P(z)R(z)$ is continuous. Let $t \in k$. Then \begin{salign*} (PR)^{-1}(\{t\}) &= \{ z \in \Omega \mid P(z) R(z) - t = 0\} \\ &= \mathcal{V}(PR - t) \cap \Omega \end{salign*} is closed in $\Omega$. \end{proof} \begin{bem} Being a regular function is a local property. \end{bem} \begin{satz} Let $X \subseteq k^{n}$ be a locally closed subset of $k^{n}$, endowed with the induced topology. The map \begin{salign*} \mathcal{O}_X\colon \{\text{open sets of }X\} &\longrightarrow k-\text{algebras}\\ U &\longmapsto \{ \text{regular functions on }U\} \end{salign*} defines a sheaf of sheaf of $k$-algebras on $X$, which is a subsheaf of the sheaf of functions. \end{satz} \begin{proof} Constants, sums and products of regular functions are regular, thus $\mathcal{O}_X(U)$ is a sub algebra of the $k$-algebra of functions $U \to k$. Since restricting a function preserves regularity, $\mathcal{O}_X$ is a presheaf. Since being regular is a local property and the presheaf of functions is a sheaf, $\mathcal{O}_X$ is also a sheaf. \end{proof} \section{Irreducibility} \begin{definition} Let $X$ be a topological space. $X$ is \begin{enumerate}[(i)] \item \emph{irreducible} if $X \neq \emptyset$ and $X$ is not the union of two proper closed subets, i.e. for $X = F_1 \cup F_2$ with $F_1, F_2 \subseteq X$ closed, we have $X = F_1$ or $X = F_2$. \item \emph{connected} if $X$ is not the union of two disjoint proper closed subets, i.e. for $X = F_1 \cup F_2$ with $F_1, F_2 \subseteq X$ closed and $F_1 \cap F_2 = \emptyset$, we have $X = F_1$ or $X = F_2$. \end{enumerate} A space $X$ which is not irreducible, is called \emph{reducible}. \end{definition} \begin{lemma} If $k$ is infinite, $k$ is irreducible in the Zariski topology. \end{lemma} \begin{proof} Closed subsets of $k$ are $k$ and finite subsets of $k$. \end{proof} \begin{bem} If $k$ is finite, $k^{n}$ is the finite union of its points, which are closed, so $k^{n}$ is reducible. \end{bem} \begin{bem} $X$ irreducible $\implies$ $X$ connected, but the converse is false: Let $k$ be infinite and consider $X = \mathcal{V}_{k^2}(x^2 - y^2)$ (see figure \ref{fig:reducible-alg-set}). Since $x^2 - y^2 = (x-y)(x+y) = 0$ in $k$ if and only if $x = -y$ or $x = y$, we have $X = \mathcal{V}_{k^2}(x - y) \cup \mathcal{V}_{k^2}(x+y)$. Thus $X$ is reducible. But $\mathcal{V}_{k^2}(x-y)$ and $\mathcal{V}_{k^2}(x+y)$ are homeomorphic to $k$, in particular irreducible and thus connected. Since $\mathcal{V}_{k^2}{x-y} \cap \mathcal{V}_{k^2}(x+y) \neq \emptyset$, $X$ is connected. \end{bem} \begin{figure} \centering \begin{tikzpicture} \begin{axis} \algebraiccurve[red]{x^2 - y^2} \end{axis} \end{tikzpicture} \caption{Reducible connected algebraic set} \label{fig:reducible-alg-set} \end{figure} \begin{satz} Let $X$ be a non-empty topological space. The following conditions are equivalent: \begin{enumerate}[(i)] \item $X$ is irreducible \item If $U_1 \cap U_2 = \emptyset$ with $U_1, U_2$ open subsets of $X$, then $U_1 = \emptyset$ or $U_2 = \emptyset$. \item If $U \subseteq X$ is open and non-empty, then $U$ is dense in $X$. \end{enumerate} \label{satz:equiv-irred} \end{satz} \begin{proof} Left as an exercise to the reader. \end{proof} \begin{satz} Let $X$ be a topological space and $V \subseteq X$. Then $V$ is irreducible if and only if $\overline{V}$ is irreducible. \label{satz:closure-irred} \end{satz} \begin{proof} Since $\emptyset$ is closed in $X$, we have $ V = \emptyset \iff \overline{V} = \emptyset$. ($\Rightarrow$) Let $\overline{V} \subseteq Z_1 \cup Z_2$ with $Z_1, Z_2 \subseteq X$ closed. Then $V \subseteq Z_1 \cup Z_2$ and by irreducibility of $V$ we may assume $V \subseteq Z_1$. Since $Z_1$ is closed, it follows $\overline{V} \subseteq Z_1$. ($\Leftarrow$) Let $V \subseteq Z_1 \cup Z_2$ with $Z_1, Z_2 \subseteq X$ closed. Since $Z_1 \cup Z_2$ is closed, we get $\overline{V} \subseteq Z_1 \cup Z_2$. By irreducibility of $\overline{V}$ we may assume $\overline{V} \subseteq Z_1$, thus $V \subseteq Z_1$. \end{proof} \begin{korollar} Let $X$ be an irreducible topological space. Then every non-empty open subset $U \subseteq X$ is irreducible. \label{kor:non-empty-open-of-irred} \end{korollar} \begin{proof} By \ref{satz:equiv-irred}, $\overline{U} = X$ and thus irreducible. The claim follows now from \ref{satz:closure-irred}. \end{proof} \begin{lemma}[prime avoidance] Let $\mathfrak{p}$ be a prime ideal in a commutative ring $A$. If $I, J \subseteq A$ are ideals such that $IJ \subseteq \mathfrak{p}$, then $I \subseteq \mathfrak{p}$ or $J \subseteq \mathfrak{p}$. \label{lemma:prime-avoidance} \end{lemma} \begin{proof} Assume that $I \not\subset \mathfrak{p}$ and $J \not\subset \mathfrak{p}$. Then there exist $a \in I$, such that $a \not\in \mathfrak{p}$ and $b \in J$ such that $b \not\in \mathfrak{p}$. But $ab \in IJ \subseteq \mathfrak{p}$. Since $\mathfrak{p}$ is prime, this implies $a \in \mathfrak{p}$ or $b \in \mathfrak{p}$. Contradiction. \end{proof} \begin{theorem} Let $V \subseteq k^{n}$ be an algebraic set. Then $V$ is irreducible in the Zariski topology if and only if $\mathcal{I}(V)$ is a prime ideal in $k[T_1, \ldots, T_n]$. \end{theorem} \begin{proof} ($\Rightarrow$) Since $V \neq \emptyset$, $\mathcal{I}(V) \subsetneq k[T_1, \ldots, T_n]$. Let $P, Q \in k[T_1, \ldots, T_n]$ such that $PQ \in \mathcal{I}(V)$. For $x \in V$, $(PQ)(x) = 0$ in $k$, hence $P(x) = 0$ or $Q(x) = 0$. Thus $x \in \mathcal{V}(P) \cup \mathcal{V}(Q)$. Therefore $V = (\mathcal{V}(P) \cap V) \cup (\mathcal{V}(Q) \cap V)$ is the union of two closed subsets. Since $V$ is irreducible, we may assume $V = \mathcal{V}(P) \cap V \subseteq \mathcal{V}(P)$, hence $P \in \mathcal{I}(V)$ and $\mathcal{I}(V)$ is prime. ($\Leftarrow$) $V \neq \emptyset$, since $\mathcal{I}(V)$ is a proper ideal. Let $V = V_1 \cup V_2$ with $V_1, V_2$ closed in $V$. Then \[ \mathcal{I}(V) = \mathcal{I}(V_1 \cup V_2) = \mathcal{I}(V_1) \cap \mathcal{I}(V_2) \supseteq \mathcal{I}(V_1) \mathcal{I}(V_2) .\] By \ref{lemma:prime-avoidance}, we may assume $\mathcal{I}(V_1) \subseteq \mathcal{I}(V)$. But then \[ V_1 = \mathcal{V}(\mathcal{I}(V_1)) \supseteq \mathcal{V}(\mathcal{I}(V)) = V \] since $V_1$ and $V$ are closed. Therefore $V = V_1$ and $V$ is irreducible. \end{proof} \begin{korollar} If $k$ is infinite, the affine space $k^{n}$ is irreducible with respect to the Zariski topology. \end{korollar} \begin{proof} Since $k$ is infinite, $\mathcal{I}(k^{n}) = (0)$ by \ref{satz:k-infinite-everywhere-vanish} which is a prime ideal in the integral domain $k[T_1, \ldots, T_n]$. \end{proof} \begin{theorem} Let $V \subseteq k^{n}$ be an algebraic set. Then there exists a decomposition \[ V = V_1 \cup \ldots \cup V_r \] such that \begin{enumerate}[(i)] \item $V_i$ is a closed irreducible subset of $k^{n}$ for all $i$. \item $V_{i} \not\subset V_j$ for all $i \neq j$. \end{enumerate} This decomposition is unique up to permutations. \label{thm:decomp-irred} \end{theorem} \begin{definition}[] For an algebraic set $V \subseteq k^{n}$, the $V_i$'s in the decomposition in \ref{thm:decomp-irred} are called the \emph{irreducible components} of $V$. \end{definition} \begin{proof}[Proof of \ref{thm:decomp-irred}] Existence: Let $A$ be the set of algebraic sets $V \subseteq k^{n}$ that admit no finite decomposition into a union of closed irreducible subsets. Assume $A \neq \emptyset$. By noetherianity of $k^{n}$, there exists a minimal element $V \in A$. In particular $V$ is not irreducible, so $V = V_1 \cup V_2$ with $V_1, V_2 \subsetneq V$. By minimality of $V$, $V_1, V_2 \not\in A$, thus they admit a finite decomposition into a union of closed irreducible subsets. Since $V = V_1 \cup V_2$, the same holds for $V$. Contradiction. Removing the $V_i's$ for which $V_i \subseteq V_j$ for some $j$, we may assume that $V_i \not\subset V_j$ for $i \neq j$. Uniqueness: Assume that $V = V_1 \cup \ldots \cup V_r$ and $V = W_1 \cup \ldots \cup W_s$ are decompositions that satisfiy (i) and (ii). Then \[ W_1 = W_1 \cap V = (W_1 \cap V_1) \cup \ldots \cup (W_1 \cap V_r) .\] Since $W_1$ is irreducible and $W_1 \cap V_i$ is closed in $W_1$, there exists $j$ such that $W_1 = W_1 \cap V_j \subseteq V_j$. Likewise, there exists $k$ such that $V_j \subseteq W_k$. Hence $W_1 \subseteq W_k$, which forces $k = 1$ (because for $k \neq 1$, we have $W_1 \subsetneq W_k)$. Thus $W_1 = V_j$ and we can repeat the procedure with $W_2 \cup \ldots \cup W_s = \bigcup_{i \neq j} V_i$. \end{proof} \begin{korollar}[] Let $V \subseteq k^{n}$ be an algebraic set and denote by $V_1, \ldots, V_r$ the irreducible components of $V$. Let $W \subseteq V$ be an irreducible subset. Then $W \subseteq V_i$ for some $i$. \label{cor:irred-sub-of-alg-set} \end{korollar} \begin{proof} We have \[ W = W \cap V = \bigcup_{i=1}^{r} \underbrace{W \cap V_i}_{\text{closed in }W} .\] Since $W$ is irreducible, there exists an $i$ such that $W = W \cap V_i \subseteq V_i$. \end{proof} \begin{bem} \begin{enumerate}[(i)] \item The $i$ in \ref{cor:irred-sub-of-alg-set} is not unique in general. Consider \[ V = \{ x^2 - y^2 = 0\} = \{ x - y = 0\} \cup \{ x + y = 0\} .\] The closed irreducible subset $\{(0, 0)\} $ lies in the intersection of the irreducible components of $V$. \item In view of the corollary \ref{cor:irred-sub-of-alg-set}, theorem \ref{thm:decomp-irred} implies that an algebraic set $V \subseteq k^{n}$ has a unique minimal decomposition into a union of closed irreducible subsets. \end{enumerate} \end{bem} \begin{korollar} Let $V \subseteq k^{n}$ be an algebraic set. The irreducible components of $V$ are exactly the maximal closed irreducible subsets of $V$. In terms of ideals in $k[T_1, \ldots, T_n]$, a closed subset $W \subseteq V$ is an irreducible component of $V$, if and only if the ideal $\mathcal{I}(W)$ is a prime ideal which is minimal among those containing $\mathcal{I}(V)$. \end{korollar} \begin{proof} A closed irreducible subset $W \subseteq V$ is contained in an irreducible component $V_j \subseteq V$ by \ref{cor:irred-sub-of-alg-set}. If $W$ is maximal, then $W = V_j$. Conversely, if $V_j$ is an irreducible component of $V$ and $V_j \subseteq W$ for some irreducible and closed subset $W \subseteq V$, again by \ref{cor:irred-sub-of-alg-set} we have $W \subseteq V_i$ for some $i$, therefore $V_j \subseteq V_i$ which implies $i = j$ and $V_j = W$. \end{proof} \begin{satz}[Identity theorem for regular functions] Let $X \subseteq k^{n}$ be an irreducible algebraic set and let $U \subseteq X$ be open. Let $f, g \in \mathcal{O}_X(U)$ be regular functions on $U$. If there is a non-empty open set $U' \subseteq U$ such that $f|_{U'} = g|_{U'}$, then $f = g$ on $U$. \end{satz} \begin{proof} The set $Y = \mathcal{V}_U(f-g)$ is closed in $U$ and contains $U'$. Thus the closure $\overline{U'}^{(U)}$ of $U'$ in $U$ is also contained in $Y$. By \ref{kor:non-empty-open-of-irred} $U$ is irreducible, so $U'$ is dense in $U$. Therefore $Y = U$. \end{proof} \begin{bsp} If $k$ is infinite and $P \in k[T_1, \ldots, T_n]$ is zero outside an algebraic set $V \subseteq k^{n}$, then $P = 0$ on $k^{n}$. \end{bsp} \end{document}