\documentclass{lecture} \begin{document} \section{Abstract affine varieties} Recall that an isomorphism of spaces with functions is a morphism $f\colon (X, \mathcal{O}_X) \to (Y, \mathcal{O}_Y)$ that admits an inverse morphism. \begin{bem}[] As we have seen, a bijective morphism is not necessarily an isomorphism. \end{bem} \begin{bem} Somewhat more formally, one could also define a morphism of spaces with functions (over $k$) to be a pair $(f, \varphi)$ such that $f\colon X \to Y$ is a continuous map and $\varphi\colon \mathcal{O}_Y \to f_{*}\mathcal{O}_X$ is the morphism of sheaves $f^{*}$. The question then arises how to define properly the composition $(g, \psi) \circ (f, \varphi)$. The formal answer is $(g \circ f, f_{*}(\varphi) \circ \psi)$. \end{bem} \begin{definition}[] Let $k$ be a field. An (abstract) \emph{affine variety over $k$} (also called an affine $k$-variety) is a space with functions $(X, \mathcal{O}_X)$ over $k$ that is isomorphic to the space with functions $(V, \mathcal{O}_V)$, where $V$ is an algebraic subset of some affine space $k^{n}$ and $\mathcal{O}_V$ is the sheaf of regular functions on $V$. A morphism of affine $k$-varieties is a morphism of the underlying spaces with functions. \end{definition} \begin{bsp}[] \begin{enumerate}[(i)] \item An algebraic subset $V \subseteq k^{n}$, endowed with its sheaf of regular functions $\mathcal{O}_V$, is an affine variety. \item It is perhaps not obvious at first, but a standard open set $D_V(f)$, where $f\colon V \to k$ is a regular function on an algebraic set $V \subseteq k^{n}$, defines an affine variety. Indeed, when equipped with its sheaf of regular functions, $D_V(f) \simeq \mathcal{V}_{k^{n+1}}(tf(x) - 1)$. \end{enumerate} \end{bsp} \begin{bem}[] Let $(X, \mathcal{O}_X)$ be a space with functions. An open subset $U \subseteq X$ defines a space with functions $(U, \mathcal{O}_U)$. If $(U, \mathcal{O}_U)$ is isomorphic to some standard open set $D_V(f)$ of an algebraic set $V \subseteq k^{n}$, we will call $U$ an \emph{affine open set}. Then the observation is the following: since an algebraic set $V \subseteq k^{n}$ is a finite union of standard open sets, every point $x$ in an affine variety $X$ has an affine open neighbourhood. Less formally, an affine variety $X$, locally ,,looks like`` a standard open set $D_V(f) \subseteq k^{n}$, where $V \subseteq k^{n}$ is an algebraic set. In particular, open subsets of an affine variety also locally look like standard open sets. In fact, they are finite unions of such sets. \end{bem} \begin{bsp}[] The algebraic group $\mathrm{GL}(n ; k)$ is an affine variety over $k$. \end{bsp} \begin{bem}[] An algebraic set $(V, \mathcal{O}_V)$ is a subset $V \subseteq k^{n}$ defined by polynomial equations and equipped with its sheaf of regular functions. An affine variety $(X, \mathcal{O}_X)$ is ,,like an algebraic set`` but without a reference to a particular ,,embedding`` in affine space. This is similar to having a finitely generated $k$-Algebra $A$ without specifying a particular isomorphism \[ A \simeq k[X_1, \ldots, X_n] / I .\] The next example will illustrate precisely this fact. \end{bem} \begin{bsp}[] Let us now give an abstract example of an affine variety. We consider a finitely generated $k$-algebra $A$ and define $X \coloneqq \operatorname{Hom}_{k-\mathrm{Alg}}(A, k)$. The idea is to think of $X$ as points on which we can evaluate elements of $A$, which are thought of as functions on $X$. For $x \in \operatorname{Hom}_{k}(A, k)$ and $f \in A$ we set $f(x) \coloneqq x(f) \in k$. \begin{itemize} \item Topology on $X$: for all ideal $I \subseteq A$, set \[ \mathcal{V}_X(I) \coloneqq \{ x \in X \mid \forall x \in I\colon f(x) = 0\} .\] These subsets of $X$ are the closed sets of a topology on $X$, which we may call the Zariski topology. \item Regular functions on $X$: if $U \subseteq X$ is open, a function $h\colon U \to k$ is called regular at $x \in U$ if there it exists an open set $x \in U_x$ and elements $P, Q \in A$ such that for $y \in U_x$, $Q(y) \neq 0$ and $h(y) = \frac{P(y)}{Q(y)}$ in $k$. The function $h$ is called regular on $U$ iff it is regular at $x \in U$. Regular functions then form a sheaf of $k$-algebras on $X$. Moreover, if $h\colon U \to k$ is regular on $X$, the set $D_X(h) \coloneqq \{ x \in X \mid h(x) \neq 0\} $ is open in $X$ and the function $\frac{1}{h}$ is regular on $D_X(h)$. \end{itemize} So, we have defined a space with functions $(X, \mathcal{O}_X)$, at least whenever $X \neq \emptyset$. We show that $X$ is an affine variety. \begin{proof} Fix a system of generators of $A$, i.e. \[ A \simeq k[t_1, \ldots, t_n] / I \] where $k[t_1, \ldots, t_n]$ is a polynomial algebra. We denote by $\overline{t_1}, \ldots, \overline{t_n}$ the images of $t_1, \ldots, t_n$ in $A$ and we define \begin{salign*} \varphi\colon X = \operatorname{Hom}_{k}(A, k)& \to k^{n} \\ x &\mapsto (x(\overline{t_1}), \ldots, x(\overline{t_n})) .\end{salign*} Let $P \in I$ and $x \in X$. Then \[ P(\varphi(x)) = P(x(\overline{t_1}), \ldots, x(\overline{t_n})) = x(\overline{P}) = 0 .\] Thus $\varphi(x) \in \mathcal{V}_{k^{n}}(I)$. Conversely let $a = (a_1, \ldots, a_n) \in \mathcal{V}_{k^{n}}(I)$, then we can define a morphism of $k$-algebras \[ x_a\colon A \to A / (\overline{t_1} -a_1, \ldots, \overline{t_n} - a_n) \simeq k \] which satisfies $x_a(\overline{t_i}) = a_i$ for all $i$. So $(a_1, \ldots, a_n) = \varphi(x_a) \in \text{im } \varphi$. In particular, we have defined a map \begin{salign*} \psi\colon \mathcal{V}_{k^{n}}(I) &\to X = \operatorname{Hom}_k(A, k) \\ a &\mapsto x_a \end{salign*} such that $\varphi \circ \psi = \text{Id}_{\mathcal{V}_{k^{n}}(I)}$. In fact, we also have $\psi \circ \varphi = \text{Id}_X$. It remains to check that $\varphi$ and $\psi$ are morphisms of spaces with functions, which follows from the definition of the topology and the notion of regular function on $X$. \end{proof} The elements of $X \coloneqq \operatorname{Hom}_k(A, k)$ are also called the \emph{characters} of the $k$-algebra $A$, and this is sometimes denoted by $\hat{A} \coloneqq \operatorname{Hom}_{k-\text{alg}}(A, k)$. Note that $\hat{A}$ is a $k$-subalgebra of the algebra of all functions $f\colon A \to k$. The character $x_a$ introduced above and associated to an alemenet $a \in A$ is then denoted by $\hat{a}$ and called the \emph{Gelfand transform} of $a$. The \emph{Gelfand transformation} is the morphism of $k$-algebras \begin{salign*} A &\to \hat{A} \\ a &\mapsto \hat{a} .\end{salign*} \end{bsp} \begin{aufgabe} Let $A$ be a finitely generated $k$-algebra and let $X = \operatorname{Hom}_{k\text{-alg}}(A, k)$. Show that the map $x \mapsto \text{ker } x$ induces a bijection \[ X \simeq \{ \mathfrak{m} \in \operatorname{Spm} A \mid A / \mathfrak{m} \simeq k\} .\] \end{aufgabe} \begin{bem}[] Note that we have not assumed $A$ to be reduced and that, if we set $A_{\text{red}} \coloneqq A / \sqrt{(0)}$, then $A_{\text{red}}$ is reduced and $\hat{A_{\text{red}}} = \hat{A}$, because a maximal ideal of $A$ necessarily contains $\sqrt{(0)}$ and the quotient field is ,,the same``. \end{bem} \begin{bem} Let $(X, \mathcal{O}_X)$ be an affine variety. One can associate the $k$-algebra $\mathcal{O}_X(X)$ of globally defined regular functions on $X$: \[ \mathcal{O}_X(X) = \{ f \colon X \to k \mid f \text{ regular on } X\} .\] Moreover, if $\varphi\colon (X, \mathcal{O}_X) \to (Y, \mathcal{O}_Y)$ is a morphism between two affine varieties, we have a $k$-algebra homomorphism \begin{salign*} \varphi^{*}\colon \mathcal{O}_Y(Y) &\to \mathcal{O}_X(X) \\ f &\mapsto f \circ \varphi .\end{salign*} Also, $(\text{id}_X)^{*} = \text{id}_{\mathcal{O}_X(X)}$ and $(\psi \circ \varphi)^{*} = \varphi^{*} \circ \psi^{*}$ whenever $\psi\colon (Y, \mathcal{O}_Y) \to (Z, \mathcal{O}_Z)$ is a morphism of affine varieties. In other words, we have defined a (contravariant) functor $k$-Aff $\to k$-Alg. \end{bem} \begin{satz} Let $k$ be a field. The functor \begin{salign*} k\text{-Aff} &\to k\text{-Alg} \\ (X, \mathcal{O}_X) &\mapsto \mathcal{O}_X(X) \end{salign*} is fully faithful. \end{satz} \begin{proof} Since $X$ and $Y$ are affine, we may assume $X = V \subseteq k^{n}$ and $Y = W \subseteq k^{m}$. Then $\varphi\colon V \to W$ is given by $m$ regular functions $(\varphi_1, \ldots, \varphi_m)$ on $V$. On $k^{m}$, let us denote by $y_i$ the projection to the $i$-th factor. Its restriction to $W$ is a regular function \[ y_i|_W \colon W \to k \] that satisfies $\varphi^{*}(y_i|_W) = \varphi_i$. Since for all regular functions $f\colon W \to k$ one has \[ \varphi^{*}f = f \circ \varphi = f(\varphi_1, \ldots, \varphi_m) ,\] we see that the morphism \[ \varphi^{*}\colon \mathcal{O}_W(W) \to \mathcal{O}_V(V) \] is entirely determined by the $m$ regular functions $\varphi^{*}(y_i|_W) = \varphi_i$ on $V$. In particular, if $\varphi^{*} = \psi^{*}$, then $\varphi_i = \varphi^{*}(y_i|_W) = \psi^{*}(y_i|_W) = \psi_i$, so $\varphi = \psi$, which proves that $\varphi \mapsto \varphi^{*}$ is injective. Surjectivity: Let $h\colon \mathcal{O}_W(W) \to \mathcal{O}_V(V)$ be a morphism of $k$-algebras. Let \[ \varphi \coloneqq (h(y_1|_W), \ldots, h(y_m|_W)) \] which is a morphism from $V$ to $k^{m}$, because its components are regular functions on $V$. It satisfies $\varphi^{*}(y_i|_W) = \varphi_i = h(y_i|_W)$, so $\varphi^{*} = h$. It remains to show, that $\varphi(V) \subseteq W$. Let $W = \mathcal{V}(P_1, \ldots, P_r)$ with $P_j \in k[Y_1, \ldots, Y_m]$. Then for all $j \in \{1, \ldots, r\} $ and $x \in V$ \[ P_j(\varphi(x)) = P_j(h(y_1|_W), \ldots, h(y_m|_W))(x) .\] Since $h$ is a morphism of $k$-algebras and $P_j$ is a polynomial, we have \[ P_j(h(y_1|_W), \ldots, h(y_m|_W)) = h(P_j(y_1|_W), \ldots, P_j(y_m|_W)) .\] But $P_j \in \mathcal{I}(W)$, so \[ P_j(y_1|_W, \ldots, y_m|_W) = P_j(y_1, \ldots, y_m)|_W = 0 ,\] which proves that for $x \in V$, $\varphi(x) \in W$. \end{proof} \end{document}