\documentclass{lecture} \begin{document} \section{Geometric Noether normalisation} Consider a plane algebraic curve $\mathcal{C}$, defined by the equation $f(x,y) = 0$. If we fix $x = a$, then the polynomial equation $f(a, y) = 0$ has only finitely many solutions (at most $\text{deg}_y f$). This means that the map \begin{salign*} \mathcal{C} \coloneqq \mathcal{V}(f) &\to k (x,y) \mapsto x \end{salign*} has finite fibres. A priori, such a map is not surjective, e.g. for $f(x,y) = xy - 1$. If $k$ is algebraically closed, one can always find such a surjective projection. \begin{theorem} Let $k$ be an algebraically closed field and $f \in k[x_1, \ldots, x_n]$ be a polynomial of degree $d \ge 1$. Then there is a morphism of affine varieties \[ \pi\colon \mathcal{V}_{k^{n}}(f) \to k^{n-1} \] such that: \begin{enumerate}[(i)] \item $\pi$ is surjective \item for $t \in k^{n-1}$, the fibre $\pi^{-1}(\{t\}) \subseteq \mathcal{V}(f)$ consists of at most $d$ points. \end{enumerate} \label{thm:geom-noether-norm} \end{theorem} \begin{proof} Let $f \in k[x_1, \ldots, x_n]$ be of degree $d$. We construct a change of variables of the form $(x_i \mapsto x_i + a_i x_n)_{1 \le i \le n-1}$ and $x_n \mapsto x_n$, such that the term of degree $d$ of $f(x_1 + a_1x_n, \ldots, x_{n-1} + a_{n-1}x_n, x_n)$ becomes $c x_n^{d}$ with $c \in k^{\times }$. Since \begin{salign*} f(x_1 + a_1 x_n, \ldots, x_{n-1} + a_{n-1} x_n, x_n) = \sum_{(i_1, \ldots, i_n) \in \N^{n}} \alpha_{i_1, \ldots, i_n} (x_1 + a_1 x_n)^{i_1} \cdots (x_{n-1} + a_{n-1} x_n)^{i_{n-1}} x_n^{i_n} ,\end{salign*} the coefficient of $x_n^{d}$ in the above equation is obtained by considering all $(i_1, \ldots, i_n)$ such that $i_1 + \ldots + i_n = d$, and keeping only the term in $x_n^{i_j}$ when expanding $(x_j + a_j x_n)^{i_j}$, so we get \[ \sum_{(i_1, \ldots, i_n) \in \N \\ i_1 + \ldots + i_n = d} \alpha_{i_1, \ldots, i_n} a_1^{i_1} \cdots a_{n-1}^{i_{n-1}} ,\] which is equal to $f_d(a_1, \ldots, a_{n-1}, 1)$, where $f_d$ is the (homogeneous) degree $d$ part of $f$. Claim: There exist $a_1, \ldots, a_{n-1} \in k$ such that $f_d(a_1, \ldots, a_{n-1}, 1) \neq 0$. Proof of claim by induction: if $n = 1$, $f_d = c x_1^{d}$ for some $c \neq 0$, so $f_d(1) = c \neq 0$. If $n \ge 2$, we can write \[ f_d(x_1, \ldots, x_n) = \sum_{i=0}^{d} h_i(x_2, \ldots, x_n) x_1^{i} \] where $h_i \in k[x_2, \ldots, x_n]$ is homogeneous of degree $d-i$. Since $f_d \neq 0$, there is at least one $i_0$ such that $h_{i_0} \neq 0$. By induction, we can find $(a_2, \ldots, a_{n-1}) \in k^{n-2}$ such that $h_{i_0}(a_2, \ldots, a_{n-1}, 1) \neq 0$. But then $f(\cdot, a_2, \ldots, a_{n-1}, 1) \in k[x_1]$ is a non zero polynomial, so it has only finitely many roots. As $k$ is infinite, there exists $a_1 \in k$, such that $f(a_1, \ldots, a_{n-1}, 1) \neq 0$. Then \[ \varphi\colon \begin{cases} x_i \mapsto x_i + a_i x_n & 1 \le i \le n-1\\ x_n \mapsto x_n \end{cases} \] is a invertible linear transformation $k^{n} \to k^{n}$, such that \[ (f \circ \varphi^{-1})(y_1, \ldots, y_n) = c (y_n^{d} + g_1(y_1, \ldots, y_n) y_n^{d-1} + \ldots + g_d(y_1, \ldots, y_{n-1}) \] for $c \neq 0$. This induces an isomorphism of affine varieties \begin{salign*} \mathcal{V}(f) &\to \mathcal{V}(f \circ \varphi^{-1}) \\ x &\mapsto \varphi(x) \end{salign*} such that \[ \begin{tikzcd} \mathcal{V}(f) \arrow[hookrightarrow]{r}{\varphi} \arrow[dashed]{dr}{\pi} & \arrow{d} k^{n} = k^{n-1} \times k \\ & k^{n-1} \end{tikzcd} \] defines the morphism $\pi$ with the desired properties. Indeed: Let $(x_1, \ldots, x_n) \in k^{n}$ and set $y_i \coloneqq \varphi(x_i)$. Then $(x_1, \ldots, x_n) \in \mathcal{V}(f)$ iff $x_n = y_n$ is a root of the polynomial \[ t ^{d} + \sum_{j=1}^{d} g_j(y_1, \ldots, y_{n-1}) t ^{d-j} .\] Therefore for all $t = (y_1, \ldots, y_{n-1}) \in k^{n-1}$, $\pi^{-1}(\{t\}) \neq \emptyset$ (because $\overline{k} = k$) and $\pi^{-1}(\{t\})$ has at most $d$ points. \end{proof} \begin{definition} Let $f \in k[x_1, \ldots, x_n]$ be a polynomial of degree $d$. As in the proof of \ref{thm:geom-noether-norm}, ther exists a linear coordinate transformation $\varphi\colon k^{n} \to k^{n}$, such that $f \circ \varphi^{-1}(y_1, \ldots, y_n) = c y_n^{d} + \sum_{j=1}^{d} g_j(y_1, \ldots, y_{n-1})y_n^{d-j}$. For a point $x \in \pi^{-1}(y_1, \ldots, y_{n-1}) \subseteq \mathcal{V}(f)$, the \emph{multiplicity} of $x$ is the multiplicity of $y_n$ as a root of that polynomial. A point with multiplicity $\ge 2$ are called \emph{ramification point} and its image lies in the \emph{discriminant locus} of $\pi$. \end{definition} With this vocabulary, we can refine the statement of \ref{thm:geom-noether-norm}. \begin{definition}[Geometric Noether normalisation] Assume $k = \overline{k}$. If $f \in k[x_1, \ldots, x_n]$ is polynomial of degree $d$, a morphism of affine varieties \[ \pi\colon \mathcal{V}_{k^{n}}(f) \to k^{n-1} \] such that \begin{enumerate}[(i)] \item $\pi$ is surjective \item for $t \in k^{n-1}$, the number of elements in $\pi^{-1}(\{t\})$, counted with their respective multiplicities, is exactly $d$, \end{enumerate} is called a \emph{geometric Noether normalisation}. \end{definition} \begin{korollar}[Geometric Noether normalisation for hypersurfaces] Let $k$ be an algebraically closed field and $f \in k[x_1, \ldots, x_n]$ be a polynomial of degree $d \ge 1$. Then there exists a geometric Noether normalisation. \end{korollar} \begin{bsp} Let $f(x,y) = y^2 - x^{3} \in \mathbb{C}[x,y]$. Then the map \begin{salign*} \mathcal{V}_{\mathbb{C}^2}(y^2 - x^{3}) &\to \mathbb{C} (x,y) &\mapsto y \end{salign*} is a geometric Noether normalisation, but $(x,y) \mapsto x$ is not (the fibres of the latter have degree $2$, while $\text{deg } f = 3$). \end{bsp} \begin{bem} In the proof of \ref{thm:geom-noether-norm}, to construct $\varphi$ and the $g_j$, we only used that $k$ is infinte. Thus the statement, that for all $f \in k[x_1, \ldots, x_n]$ there exists a linear automorphism $\varphi\colon k^{n} \to k^{n}$ such that \[ f \circ \varphi^{-1}(y_1, \ldots, y_n) = c \left(y_n^{d} + \sum_{j=1}^{d} g_j(y_1, \ldots, y_{n-1}) y_n^{d-j}\right) \] is valid over $k$ if $k$ is infinite. The resulting map \[ \pi\colon \mathcal{V}_{k^{n}}(f) \to k^{n-1} \] still has finite fibres, but it is no longer surjective in general, as the example $f(x,y) = x^2 + y^2 - 1$ shows. However, it induces a surjective map with finite fibres \[ \hat{\pi}\colon \mathcal{V}_{\overline{k}^{n}}(f) \to \overline{k}^{n-1} \] which moreover commutes with the action of $\text{Gal}(\overline{k} / k)$. \end{bem} \begin{theorem} Let $k$ be an infinite field and $\overline{k}$ an algebraic closure of $k$. Let $f \in k[x_1, \ldots, x_n]$ be a polynomial of degree $d \ge 1$. Then there exists a $\text{Gal}(\overline{k} / k)$-equivariant geometric Noether normalisation map $\pi\colon \mathcal{V}_{\overline{k}^{n}}(f) \to \overline{k}^{n-1}$. \end{theorem} \begin{bsp}[] Let $f(x,y) = y^2 - x^{3} \in \R[x,y]$. Then the map \begin{salign*} \pi\colon \mathcal{V}_{\mathbb{C}^2}(y^2 - x^{3}) &\to \mathbb{C} \\ (x,y) &\mapsto y .\end{salign*} is a geometric Noether normalisation map and it is Galois-invariant: \[ \pi(\overline{(x,y)}) = \pi(\overline{x}, \overline{y}) = \overline{y} = \overline{\pi(x,y)} .\] \end{bsp} \begin{aufgabe}[] Show that if $y \in \R$, the group $\text{Gal}(\mathbb{C} / \R)$ acts on $\pi^{-1}(\{y\})$, and that the fixed point set of that action is in bijection with $\{x \in \R \mid y^2 - x^{3} = 0\} $. \end{aufgabe} Next, we want to generalise the results above beyond the case of hypersurfaces. \begin{theorem} Assume $k$ is algebraically closed. Let $V \subseteq k^{n}$ be an algebraic set. Then there exists a natural number $r \le n$ and a morphism of algebraic sets \[ p\colon V \to k^{r} \] such that $p$ is surjective and has finite fibres. \label{thm:geom-noether-norm-general} \end{theorem} \begin{proof}[Sketch of proof] If $V = k^{n}$, we take $r = n$ and $p = \text{id}_{k^{n}}$. Otherwise $V = \mathcal{V}(I)$ with $I \subseteq k[x_1, \ldots, x_n]$ a non-zero ideal. Take $f \in I \setminus \{0\} $. Then there exists a geometric Noether normalisation \[ p_1\colon \mathcal{V}(f) \to k^{n-1} .\] One can now show that $V_1 \coloneqq p_1(V)$ is an algebraic set in $k^{n-1}$. Thus there are two cases: \begin{enumerate}[(1)] \item $p_1(V) = k^{n-1}$. Thus $p_1|_V\colon V \to k^{n-1}$ is surjective with finite fibres and we are done. \item $p_1(V) \subsetneq k^{n-1}$. In this case $p_1(V) = \mathcal{V}(I_1)$ with $I_1 \subseteq k[x_1, \ldots, x_{n-1}]$ a non-zero ideal. So we can repeat the argument. \end{enumerate} After $r \le n$ steps, the above algorithm terminates, and this happens precisely when $V_r = k^{n-r}$. If we set \[ p\coloneqq p_r \circ \ldots \circ p_1 \colon V \to k^{n-r} \] then $p$ is surjective with finite fibres because $p(V) = V_r = k^{n-r}$ and each $p_i$ has finite fibres. \end{proof} \begin{bem}[] By the fact used in the proof of \ref{thm:geom-noether-norm-general}, $p$ is in fact a closed map. Note that when $r = n$, $V = p^{-1}(\{0\})$ is actually finite, in which case $\text{dim }V$ should indeed be $0$. \end{bem} \end{document}