\documentclass{lecture} \begin{document} \section{Plane algebraic curves} \begin{theorem} If $f \in k[x,y]$ is an irreducible polynomial such that $\mathcal{V}(f)$ is infinite, then $\mathcal{I}(\mathcal{V}(f)) = (f)$. In particular, $\mathcal{V}(f)$ is irreducible in this case. \label{thm:plane-curve-ivf=f} \end{theorem} \begin{bem}[] \begin{enumerate}[(i)] \item If $k$ is algebraically closed and $n \ge 2$, then for all $f \in k[x_1, \ldots, x_n]$ non-constant, the zero set $\mathcal{V}(f)$ is necessarily infinite. \item The assumption $\mathcal{V}(f)$ infinite is necessary for the conclusion of \ref{thm:plane-curve-ivf=f} to hold: The polynomial \[ f(x,y) = (x^2 - 1)^2 + y^2 \] is irreducible because, as a polynomial in $y$, it is monic and does not have a root in $\R[x]$ (for otherwise there would be a polynomial $P(x) \in \R[x]$ such that $P(x)^2 = -(x^2-1)^2$) and the zero set of $f$ is \[ \mathcal{V}(f) = \{ (1, 0)\} \cup \{(-1, 0)\} ,\] which is reducible. \item \ref{thm:plane-curve-ivf=f} does not hold in this form for hypersurfaces of $k^{n}$ for $n \ge 3$. For instance, the polynomial \[ f(x,y,z) = x^2 y^2 + z^{4} \in \R[x,y,z] \] is irreducible and the hypersurface \[ \mathcal{V}(f) = \{ (0, y, 0)\colon y \in \R\} \cup \{(x, 0, 0)\colon x \in \R\} \] is infinite. However, the function \[ P\colon (x,y,z) \mapsto xy \] belongs to $\mathcal{I}(\mathcal{V}(f))$ but not to $(f)$. Moreover, $P \in \mathcal{I}(\mathcal{V}(f))$ but neither $x$ nor $y$ are in $\mathcal{I}(\mathcal{V}(f))$, so this ideal is not prime. \item Take $f(x,y) = (x-a)^2 + y^2 \in \R[x,y]$ which is irreducible. Then $\mathcal{V}(f) = \{ (a, 0) \} $ is irreducible, and $\mathcal{I}(\mathcal{V}(f)) = (x-a, y) \supsetneq (f)$. In particular, $(f)$ is a non-maximal prime ideal. \end{enumerate} \end{bem} We need a special case of the famous Bézout theorem, for which we need a result from algebra. For an integral domain $R$ denote by $Q(R)$ its fraction field. If $R$ is a factorial ring then $q \in R[T]$ is called \emph{primitve} if it is non-constant and its coefficients are coprime in $R$. \begin{satz}[Gauß] Let $R$ be a factorial ring. Then $R[T]$ is also factorial. A polynomial $q \in R[T]$ is prime in $R[T]$ if and only if \begin{enumerate}[(i)] \item $q \in R$ and $q$ is prime in $R$, or \item $q$ is primitve in $R[T]$ and prime in $Q(R)[T]$ \end{enumerate} \label{satz:gauss} \end{satz} \begin{proof} Any algebra textbook. \end{proof} \begin{satz} Let $R$ be a factorial ring and $f,g \in R[X]$ coprime. Then $f$ and $g$ are coprime in $Q(R)[X]$. \label{satz:coprime-in-r-is-coprime-in-qr} \end{satz} \begin{proof} Let $h = \frac{a}{b} \in Q(R)[X]$ be a common irreducible factor of $f$ and $g$ with $a \in R[X]$ and $b \in R \setminus 0$. By Gauß $R[X]$ is factorial, thus we may assume $a$ irreducible. Then \[ \frac{f}{1} = \frac{p_1}{q_1} \frac{a}{b} \text{ and } \frac{g}{1} = \frac{p_2}{q_2} \frac{a}{b} \] for some $p_1, p_2 \in R[X]$ and $q_1, q_2 \in R \setminus 0$. So $p_1 a = f q_1 b$ and $p_2 a = g q_2 b$. $a$ neither divides $q_1$, $q_2$ nor $b$, for otherwise $a \in R \setminus 0$ by the degree formula for polynomials and $h$ is a unit. Since $a$ divides $fq_1 b$ and $g q_2 b$ and, since $R[X]$ is factorial, $a$ is prime in $R[X]$ and thus $a \mid f$ and $a \mid g$. \end{proof} \begin{lemma}[Special case of Bézout] Let $f, g \in k[x,y]$ be two polynomials without common factors in $k[x,y]$. Then the set $\mathcal{V}(f) \cap \mathcal{V}(g)$ is finite. \label{lemma:coprime-finite-zero-locus} \end{lemma} \begin{proof} %\begin{enumerate}[(i)] %\item Claim: $f$ and $g$ have no common factors in $k(x)[y]$. Indeed, if % $h(x,y) = \frac{H(x,y)}{L(x)} \in k(x)[y]$ is a common irreducible factor of $f$ and $g$, % then we may assume $H$ and $L$ coprime in $k[x,y]$, with $L$ irreducible in $k[x]$ % and $H$ irreducible in $k[x,y]$. Thus we can write % \begin{salign*} % f(x,y) &= \frac{A(x,y)}{M(x)} \frac{H(x,y)}{L(x)} % \intertext{and} % g(x,y) &= \frac{B(x,y)}{N(x)} \frac{H(x,y)}{L(x)} % \end{salign*} % with $A$ and $M$ coprime, as well as $B$ and $N$ coprime in $k[x,y]$. % So $A(x,y) H(x,y) = M(x) L(x) f(x,y)$ % and $B(x,y) H(x,y) = N(x) L(x) g(x,y)$. % But $H(x,y)$ cannot divide $L(x), M(x)$ nor $N(x)$ in $k[x,y]$, for otherwise % $H(x,y) \in k[x]$, making $h(x,y) = \frac{H(x,y)}{L(x)}$ a unit in $k(x)[y]$. But % $H(x,y)$ is irreducible in $k[x,y]$ and divides both $M(x)L(x)f(x,y)$ and % $N(x)L(x)g(x,y)$, so $H(x,y)$ divides $f(x,y)$ and $g(x,y)$ in $k[x,y]$. Contradiction. %\item Since $k(x)[y]$ is a principal ideal domain, \ref{satz:coprime-in-r-is-coprime-in-qr} implies $(f,g) = k(x)[y]$, hence the existence of $A(x,y), B(x,y), M(x), N(x)$ such that \[ f(x,y) A(x,y) + g(x,y) B(x,y) = \underbrace{M(x) N(x)}_{=: D(x)} \] with $D(x) \in k[x]$. Since a common zero $(x,y)$ of $f$ and $g$ gives a zero of $D$, and $D$ has finitely many zeros, there are only finitely many $x$ such that $(x,y)$ is a zero of both $f$ and $g$. But, for fixed $x \in k$, the polynomial \[ y \mapsto f(x,y) - g(x,y) \] has only finitely many zeros in $k$. So $\mathcal{V}(f) \cap \mathcal{V}(g)$ is finite. %\end{enumerate} \end{proof} \begin{proof}[Proof of \ref{thm:plane-curve-ivf=f}] Let $f \in k[x,y]$ be irreducible such that $\mathcal{V}(f) \subseteq k^2$ is infinite. Since $f \in \mathcal{I}(\mathcal{V}(f))$, it suffices to show that $\mathcal{I}(\mathcal{V}(f)) \subseteq (f)$. Let $g \in \mathcal{I}(\mathcal{V}(f))$. Then $\mathcal{V}(f) \subseteq \mathcal{V}(g)$. Thus \[ \mathcal{V}(f) \cap \mathcal{V}(g) = \mathcal{V}(f) \] which is infinite by assumption. Thus by \ref{lemma:coprime-finite-zero-locus}, $f$ and $g$ have a common factor. Since $f$ is irreducible, this implies that $f \mid g$, i.e. $g \in (f)$. \end{proof} We can use \ref{thm:plane-curve-ivf=f} to find the irreducible components of a hypersurface $\mathcal{V}(P) \subseteq k^2$. \begin{korollar} Let $P \in k[x,y]$ be non-constant and $P = u P_1^{n_1} \cdots P_r^{n_r}$ be the decomposition into irreducible factors. If each $\mathcal{V}(P_i)$ is infinite, then the algebraic sets $\mathcal{V}(P_i)$ are the irreducible components of $\mathcal{V}(P)$. \end{korollar} \begin{proof} Note that \[ \mathcal{V}(P) = \mathcal{V}(P_1^{n_1} \cdots P_r^{n_r}) = \mathcal{V}(P_1) \cup \ldots \cup \mathcal{V}(P_r) .\] Since $P_i$ is irreducible and $\mathcal{V}(P_i)$ is infinite for all $i$, by \ref{thm:plane-curve-ivf=f} $\mathcal{V}(P_i)$ is irreducible and for $i \neq j$ $\mathcal{V}(P_i) \not\subset \mathcal{V}(P_j)$, for otherwise \[ (P_i) = \mathcal{I}(\mathcal{V}(P_i)) \supset \mathcal{I} (\mathcal{V}(P_j)) = (P_j) \] which is impossible for distinct irreducible elements $P_i, P_j$. \end{proof} \begin{bsp}[Real plane cubics] Let $P(x,y) = y^2 - f(x)$ with $\text{deg}_xf = 3$ in $k[x]$. Since $\text{deg}_y P \ge 1 $ and the leading coefficient of $P$ is $1$, the polynomial $P$ is primitive in $k[x][y]$. It is reducible in $k(x)[y]$ if and only if there exists $a(x), b(x) \in k(x)$ such that $(y-a)(y-b) = y^2 - f$, i.e. $b = -a$ and $f = a^2$ in $k(x)$, therefore also in $k[x]$. Since $\text{deg}_xf = 3 $, this cannot happen. So, $P$ is irreducible by \ref{satz:gauss}. Moreover, when $k = \R$, the cubic polynomial $f(x)$ takes on an infinite number of positive values, so $\mathcal{V}(y^2 - f(x)) = \mathcal{V}(P)$ is infinite. In conclusion, real cubics of the form $y^2 - f(x) = 0$ are irreducible algebraic sets in $\R^2$ by \ref{thm:plane-curve-ivf=f}. \end{bsp} \begin{figure} \centering \begin{tikzpicture} \begin{axis}[ xmin = -1 ] \algebraiccurve[red][$y^2 = x^3$]{y^2 - x^3} \end{axis} \end{tikzpicture} \caption{the cuspidal cubic} \end{figure} \begin{figure} \centering \begin{tikzpicture} \begin{axis}[ ] \algebraiccurve[red][$y^2 = x^2(x+1)$][-2:2][-2:2]{y^2 - x^2*(x+1)} \end{axis} \end{tikzpicture} \caption{the nodal cubic} \end{figure} \begin{figure} \centering \begin{tikzpicture}[scale=0.9] \begin{axis}[ xmin = -1 ] \algebraiccurve[red][$y^2 = x(x^2+1)$][-2:2][-2:2]{y^2 - x*(x^2+1)} \end{axis} \end{tikzpicture} \hspace{.05\textwidth} \begin{tikzpicture}[scale=0.9] \begin{axis}[ ] \algebraiccurve[red][$y^2 = x(x^2-1)$][-2:2][-2:2]{y^2 - x*(x^2-1)} \end{axis} \end{tikzpicture} \caption{the smooth cubics: the second curve demonstrates that the notion of connectedness in the Zariski topologoy of $\R^2$ is very different from the one in the usual topology of $\R^2$.} \end{figure} \begin{satz} Let $k$ be an algebraically closed field and let $P \in k[T_1, \ldots, T_n]$ be a non-constant polynomial with $n \ge 2$. Then $\mathcal{V}(P)$ is infinite. \end{satz} \begin{proof} Since $P$ is non-constant, we may assume that $\text{deg}_{x_1} P \ge 1$. Write \[ P(T_1, \ldots, T_n) = \sum_{i=1}^{d} g_i(T_2, \ldots, T_n) T_1^{i} ,\] with $d \ge 1$ and $g_d \neq 0$. Then $D_{k^{n-1}}(g_d)$ is infinite: Since $g_d \neq 0$ and $k$ infinite, it is non-empty. Thus let $(a_2, \ldots, a_n) \in k^{n-1}$ such that $g_d(a) \neq 0$. Then $g_d(ta) = g_d(ta_2, \ldots, ta_n) \in k[t]$ is a non-zero polynomial and thus has only finitely many zeros in $k$. In particular $D_{k^{n-1}}(g_d)$ is infinite. For $(a_2, \ldots, a_{n-1}) \in D_{k^{n-1}}(g_d)$, $P(T_1, a_2, \ldots, a_n) \in k[T_1]$ is non-constant and thus has a root $a_1$ in the algebraically closed field $k$. Hence $(a_1, \ldots, a_n) \in \mathcal{V}(P)$. \end{proof} We finally give a complete classification of irreducible algebraic sets in the affine plane $k^2$ for an infinite field $k$. \begin{satz} Let $k$ be an infinite field. Then the irreducible algebraic subsets of $k^2$ are: \begin{enumerate}[(i)] \item the whole affine plane $k^2$ \item single points $\{ (a, b) \} \subseteq k^2$ \item infinite algebraic sets defined by an irreducible polynomial $f \in k[x,y]$. \end{enumerate} \label{satz:classification-irred-alg-subsets-plane} \end{satz} \begin{proof} Let $V \subseteq k^2$ be an irreducible algebraic subset of the affine plane. If $V$ is finite, it reduces to a point. So we may assume $V$ infinite. If $\mathcal{I}(V) = (0)$, then $V = k^2$. Otherwise, there is a non-constant polynomial $P \in k[x,y]$ such that $P$ vanishes on $V$. Since $V$ is irreducible, $\mathcal{I}(V)$ is prime, so it contains an irreducible factor $f$ of $P$. Let $g \in \mathcal{I}(V)$. Then $V \subseteq \mathcal{V}(f) \cap \mathcal{V}(g)$, but since $V$ is infinite, $f$ and $g$ must have a common factor. By irreducibility of $f$, it follows $f \mid g$, i.e. $g \in (f)$. Hence $\mathcal{I}(V) = (f)$ and $V = \mathcal{V}(f)$. \end{proof} \end{document}